Summary
[Six offline quotation institutional investors were warned by the Shanghai Stock Exchange]In order to further standardize the issuance and underwriting of the science and technology innovation board, and urge offline investors to strengthen the compliance management of inquiry behavior, recently, all the SSE launched targeted offline inquiry Special on-site inspection of compliance. According to the inspection results, six institutional investors with illegal quotation behaviors have taken regulatory measures with written warnings. This is the first time that the Shanghai Stock Exchange has adopted regulatory measures against violations in IPO offline quotations. (E company)
In order to further standardize the issuance and underwriting of the science and technology innovation board, and to urge offline investors to strengthen the compliance management of inquiry behaviors, recently, the handover has carried out a special on-site inspection of the compliance status of offline inquiry. According to the inspection results, six institutional investors with illegal quotation behaviors have taken regulatory measures with written warnings. This is the first time that the Shanghai Stock Exchange has adopted regulatory measures against violations in IPO offline quotations.
(Article source: e company)
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