Original Title: CITIC-Prudential Benefits Announcement on the 18-Month Regular Opening of Bond Securities Investment Funds in the Second Open Period to Open Subscription and Redemption Services
Announcement sending date: October 18, 2021
1 Announcement of basic information
Note: This fund is a regular open fund. According to the fund contract, the closed period of this fund is from the effective date of the fund contract (including the effective date of the fund contract) or from the day following the end of each open period (including the Day) for a period of 18 months. The Fund will enter the open period from the first working day (including that day) after the end of the closed period, and each open period does not exceed 20 working days.
The fund’s second open period is from October 19, 2021 to October 25, 2021, that is, during the trading hours from October 19, 2021 to October 25, 2021, the fund accepts applications for purchase and redemption business. Starting from October 26, 2021, the Fund will enter the next closed period of operation. During the closed period, the Fund will not accept applications for purchase and redemption business.
2 Processing time for daily purchase and redemption business
According to CITIC-Prudential Benefits’ 18-month regular opening of bond securities investment funds (hereinafter referred to as “the Fund”), the “Fund Contract” and the “Prospectus”, the fund operates in a regular open mode, that is, the fund is closed for a closed period. It operates in combination with the open period. The closed period of the Fund is a period of 18 months from the effective date of the fund contract (including the effective date of the fund contract) or the day following the end of each open period (including that date). The fund’s first closed period is a period of 18 months from the effective date of the fund contract (including the effective date of the fund contract). If the day after the expiry date of the closed period is a non-working day, the closed period shall be extended accordingly. After the end of the first closed period, the first working day (including that day) will enter the first open period, and the second closed period shall be a period of 18 months from the day following the end of the first open period (including that day), if If the day following the expiration date of the closed period is a non-working day, the closed period shall be extended accordingly, and so on. During the closed period of the fund, subscription and redemption business will not be processed, nor will it be listed for trading. The fund will enter the open period from the first working day (including that day) after the end of each closed period. The open day for investors to handle the subscription and redemption of fund shares is each working day of the fund’s open period. Each open period of the Fund shall be no less than 5 working days and no more than 20 working days. The open day for investors to handle the subscription and redemption of fund shares is each working day of the fund’s open period. The specific processing time is the trading hours on the normal trading days of the Shanghai Stock Exchange and Shenzhen Stock Exchange, but the fund management Except when the person announces the suspension of subscription or redemption in accordance with laws and regulations, the requirements of the China Securities Regulatory Commission, or the provisions of the fund contract. If force majeure or other circumstances occur during the open period that prevents the Fund from opening the subscription and redemption business on time, the calculation of the open period time shall be suspended. Starting from the working day following the elimination of the force majeure or other circumstances, the opening period will continue to be calculated until the time requirements of the opening period are met. Under the premise of not violating laws and regulations, the fund manager can adjust the rules for setting the closed period and the open period and make an announcement in advance. The fund manager has the right to decide the relevant arrangements for the open period and make an announcement before the open period. The fund manager can adjust the relevant arrangements for the opening period according to market conditions and make an announcement before the adjustment. The fund manager may set or not set the upper limit of the subscription size during the open period. For specific control measures, please refer to the announcement of the relevant arrangements during the opening period. The fund’s second open period is from October 19, 2021 to October 25, 2021, that is, during the trading hours from October 19, 2021 to October 25, 2021, the fund accepts applications for purchase and redemption business. Starting from October 26, 2021, the Fund will enter the next closed period of operation. During the closed period, the Fund will not accept applications for purchase and redemption business. The fund manager shall not handle the subscription, redemption or conversion of fund shares on a date or time not specified in the fund contract. During the open period, if an investor submits an application for subscription, redemption or conversion on a date and time not specified in the fund contract and the registration agency confirms its acceptance, the subscription and redemption price of the fund unit shall be the next open day. If the investor submits an application for purchase, redemption or conversion after the end of the business processing time on the last day of the open period, the application shall be deemed invalid.
3 Daily purchase business
3.1 Restrictions on subscription amount
When an investor applies for on-site subscription of fund units, the minimum amount for a single subscription is RMB 1,000 (including subscription fee). When an investor applies for off-market subscription of fund shares, the minimum single amount is RMB 10 (including subscription fee). The minimum amount for the first purchase through the direct sales center is RMB 100,000 (including subscription fee), and the minimum amount for additional subscription is RMB 10 (including subscription fee). Investors in the sales outlets of other sales organizations who want to transfer to the direct sales outlets to conduct transactions are subject to the minimum amount of the direct sales outlets. The fund manager can adjust the minimum amount of initial subscription based on market conditions. Investors can subscribe for multiple purchases, and there is no upper limit on the cumulative shares held by a single investor, but the number of fund shares held by a single investor shall not reach or exceed 50% of the total number of fund shares (due to fund shares redemption during the operation of the fund) , The registration agency commissioned by the fund manager does not allow technical conditions such as circumstances beyond the control of the fund manager to passively reach or exceed 50%). Except as otherwise provided by laws and regulations and the China Securities Regulatory Commission. When accepting a subscription application has a potentially significant adverse effect on the interests of stock fund unit holders, the fund manager should set a single investor’s subscription amount limit or a single-day net subscription rate limit, reject large subscriptions, suspend fund subscriptions, etc. Measures to effectively protect the legitimate rights and interests of stock fund share holders. For details, please refer to the relevant announcement. The fund manager may adjust the above-mentioned restrictions on the subscription amount and the number of redemption shares when permitted by laws and regulations. The fund manager must make an announcement on the designated media in accordance with the relevant provisions of the “Information Disclosure Measures” before the adjustment is implemented.
3.2 Subscription fee rate
Fund share subscription fees are borne by investors and are not included in the fund’s assets. They are mainly used for marketing, sales, registration and other expenses of the fund. The redemption cost of fund units shall be borne by the fund unit holders who redeem the fund units, and collected when the fund unit holders redeem the fund units.
The fund subscription fee rate is as follows:
3.3 Other matters related to subscription
The subscription is applied for by the amount, and the principle of “unknown price” is followed, that is, the subscription price is calculated based on the net value of the fund shares calculated after the market close on the day of application.
4 Daily redemption business
4.1 Restrictions on redemption shares
When fund unit holders redeem at the sales organization, each redemption application shall not be less than 10, and the fund units redeemed through a single application on the market must be an integer number; when fund unit holders redeem or redeem After the return, if the balance of the fund shares retained in the sales organization (outlet) is less than 10, it must be redeemed all at once. The minimum unit balance of each open-end fund account for fund unit holders is 10 shares. When fund unit holders have less than 10 remaining fund units in their single open-end fund account due to redemption, conversion, etc., the registration and settlement system can automatically perform mandatory redemption of the remaining fund units. The fund manager may adjust the above-mentioned restrictions on the subscription amount and the number of redemption shares when permitted by laws and regulations. The fund manager must make an announcement on the designated media in accordance with the relevant provisions of the “Information Disclosure Measures” before the adjustment is implemented.
4.2 Redemption rate
The redemption fee rate for fund shares on the floor is 1.5% for the redemption fee rate for the continuous holding period of less than 7 days, and the rest redemption fee rate is a fixed value of 0.3%. When fund shares transferred from the custody to the off-site exchange are redeemed off-site, the holding period shall be calculated from the original on-site share registration confirmation date registered by the registration agency. Redemption fees shall be borne by the fund unit holders who redeem the fund units, and collected when the fund unit holders redeem the fund units. The redemption fee collected by investors with a holding period of less than 7 days shall be fully included in the fund property; the redemption fee charged by investors with a holding period of not less than 7 days shall be no less than the total amount of the redemption fee 25% of the funds are included in the fund property, and the part that is not included in the fund property is used to pay the registration fee and other necessary handling fees.
The fund redemption fee rate is as follows:
Note: 1 year means 365 days; 2 years means 730 days
4.3 Other matters related to redemption
The redemption is based on the share application and follows the “unknown price” principle, that is, the redemption price is calculated on the basis of the net value of the fund share calculated after the market closes on the day of application.
5 Daily conversion business
5.1 Other matters related to conversion
The Fund currently does not open the conversion business, and the specific opening of the conversion business is subject to the announcement at that time.
6 Regular fixed amount investment business
The Fund currently does not open regular fixed-amount investment business. The specific opening of regular fixed-amount investment business is subject to the announcement at that time.
7 Fund sales agency
7.1 Off-site sales agencies
7.1.1 Direct Selling Agency
CITIC-Prudential Fund Management Co., Ltd. Direct Sales Counter: 9th Floor, HSBC Building, Shanghai International Financial Center, 8 Century Avenue, China (Shanghai) Pilot Free Trade Zone, 200120, Direct Sales Fax: 021-50120895, Customer Service Hotline: 400-666-0066 .
7.1.2 Non-direct sales agencies
For other sales organizations of this fund, please refer to the official website of the fund manager for details.
8 Disclosure arrangements for fund unit net value announcements/fund income announcements
During the fund open period, the fund manager shall disclose the net value of fund shares and the cumulative net value of fund shares on the open day no later than the day after each open day through designated websites, fund sales institution websites or business outlets. The fund manager shall disclose the net value of fund shares and the cumulative net value of fund shares on the designated website no later than the semi-annual and the last day of the year.
9 Other things that need to be reminded
(1) This announcement only explains the matters related to the open subscription and redemption business of the Fund during the second open period. The subsequent opening of subscription and other businesses of the Fund will be announced separately. Investors who want to know the details of this fund can check the “CITIC-Prudential Benefits 18-Month Regular Open Bond Securities Investment Fund Contract” and “CITIC-Prudential Benefits 18-Month Regular Open the prospectus of bond securities investment funds and other relevant materials. (2) Due to the system and business arrangements of various sales organizations, the above-mentioned business hours may be different, and investors should follow the specific time specified by the sales organization. (3) If there are any changes to the specific regulations on the fund’s open subscription and redemption business during this open period, the company will make another announcement. ?? (4) If investors want to know the details of the fund’s open subscription and redemption business, they can call the customer service hotline of CITIC-Prudential Fund Management Co., Ltd. 400-666-0066, or log on to the company’s website www.citicprufunds.com.cn Make an inquiry. ?? (5) The fund manager promises to manage and use fund assets on the principles of honesty, credibility, diligence and due diligence, but does not guarantee the profit of the fund, nor does it guarantee the minimum return. Investors are kindly requested to read the Fund Contract and Prospectus of the Fund carefully before investing.
CITIC-Prudential Fund Management Co., Ltd.
October 18, 2021
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