Original title: Announcement on the opening of daily subscription, conversion, regular fixed investment, preferential rate and other businesses for Huatai-Pineapple Prosperity Huixuan Three-Year Holding Period Hybrid Securities Investment Fund
Announcement sending date: January 18, 2022
1. Announcement of basic information
2. Processing time for daily subscription, conversion and regular fixed investment business
The Fund will open daily subscription business from January 19, 2022.
The Fund is open for subscription every working day, but the Fund sets a minimum holding period of 3 years for each fund unit, that is: from the effective date of the fund contract (for the subscription units, the same below) or the confirmation date of the subscription of the fund units ( Investors cannot apply for redemption and switch-out during the period from the annual reconciliation date three years after that date; after the annual reconciliation date three years after that date, investors can file Redemption or switch-out application.
Investors will apply for fund shares on the open day. The specific processing time is the normal trading day of Shanghai Stock Exchange and Shenzhen Stock Exchange (if the Fund participates in Southbound Trading and the trading day is not a Southbound trading day, the Fund The right to not open the subscription, the specific time is subject to the company’s announcement), except when the fund manager announces the suspension of subscription in accordance with laws and regulations, the requirements of the China Securities Regulatory Commission or the provisions of the fund contract.
After the Fund Contract becomes effective, if there is a new securities/futures trading market, changes in the trading hours of securities/futures exchanges or other special circumstances, the Fund Manager will make corresponding adjustments to the aforementioned opening days and opening hours as appropriate, but the A few days ago, in accordance with the relevant provisions of the “Administrative Measures for Information Disclosure of Publicly Offered Securities Investment Funds” (hereinafter referred to as the “Information Disclosure Measures”), an announcement was made on the prescribed media.
3. Daily subscription business
3.1 Subscription amount limit
1. The minimum amount for the first subscription of each account in the online trading system of the fund manager is 10 yuan, and the minimum amount for additional single subscription is 10 yuan;
2. The minimum initial subscription amount for each account at the direct sales counter is 50,000 yuan; investors who have subscribed/subscribed for the company’s funds at the direct sales counter are not subject to the minimum initial subscription amount, and the minimum amount for a single subscription is 10 RMB;
3. Except for the above and other announcements, the fund manager stipulates that the minimum subscription amount for each fund account is RMB 1, and the minimum amount for a single additional subscription is RMB 1; each sales agency may set the minimum subscription amount according to the situation. The amount, but not lower than the minimum limit set by the fund manager, is subject to the announcement of the sales agency, and investors must follow the relevant regulations of the sales agency;
4. When accepting the subscription application has a potentially significant adverse impact on the interests of the existing fund unit holders, the fund manager shall set an upper limit on the subscription amount for a single investor or an upper limit on the net subscription ratio of the fund in a single day, refuse large subscriptions, and suspend the fund. Subscription and other measures to effectively protect the legitimate rights and interests of existing fund share holders. Based on the needs of investment operation and risk control, the fund manager may take the above measures to control the size of the fund. For details, please refer to the relevant announcement of the Fund Manager;
5. The fund manager may adjust the quantity limit of the above-mentioned subscription amount as permitted by laws and regulations. The fund manager must make an announcement on the prescribed media in accordance with the relevant provisions of the “Measures for Information Disclosure” before the adjustment is implemented.
3.2 Subscription fee
The subscription fees for Class A fund units are as follows:
Note: In the case where the subscription fee is classified by amount, if an investor subscribes for Class A fund shares for multiple times, the subscription fee shall apply to the rate corresponding to the single subscription amount. The subscription fees for the Class A fund units of the Fund shall be borne by the purchasers of the Class A fund units, which are mainly used for the marketing, sales, registration and other expenses of the Fund, and are not included in the fund property.
The subscription fee for Class C fund units is 0.
3.3 Other Matters Related to Subscription
1) About the rate adjustment
The fund manager may adjust the subscription fee rate or charging method within the scope of laws and regulations and the fund contract, and shall publish an announcement on the prescribed media in accordance with the relevant provisions of the “Information Disclosure Measures” at the latest before the implementation date of the new fee rate or charging method. .
When there is a large amount of subscription for the Fund, the Fund Manager may adopt the swing pricing mechanism to ensure the fairness of the Fund’s valuation. The specific handling principles and operating norms shall comply with the relevant laws and regulations, as well as the provisions of the regulatory authorities and self-discipline rules.
2) About the discount rate
1. The subscription rate of the Fund in our direct sales online trading system adopts a unified online direct sales preferential rate, that is, when the subscription rate is higher than 0.6%, the bank direct connection mode – Minsheng bank card, bank direct connection mode – Industry and Commerce Bank cards, all bank cards in UnionPay mode, all bank cards in Tiantian Ying mode, all bank cards in Fuyou payment mode, and bank cards in Tonglian payment mode are 40% off the subscription rate; bank direct connection mode—China bank card is subject to subscription rate 6 20% off, but not less than 0.6%; bank direct connection mode – CCB card, 20% off the subscription rate, but not less than 0.6%. When the subscription rate is lower than or equal to 0.6%, the subscription rate shall be implemented. Bank direct connection mode – China Merchants Bank Card is implemented at a 40% discount.
2. 0% discount will be implemented on the basis of the subscription and subscription rates stipulated in the fund prospectus and its updated version or relevant announcements for subscribing and subscribing for this fund by remittance and transfer funds through our direct selling online trading system; the original rate is A 0% discount will be implemented along with the fixed fee.
3. Use our company’s cash treasure or other money market funds to purchase through our direct sales channels (including conversion, redemption repurchase, regular fixed conversion, and regular fixed redemption repurchase). A 0% discount will be implemented on the basis of the rates specified in the relevant announcements (including the fund conversion compensation rate and the redemption return subscription compensation rate); the original rate is a fixed fee and a 0% discount will be implemented.
4. The Fund can subscribe for its funds through remittance and transfer funds at our direct sales counter (including but not limited to face-to-face, fax, voice telephone and other company-recognized counter entrustment methods) in accordance with the fund prospectus and its updated version or relevant announcements. A 0% discount will be implemented on the basis of the subscription rate of , and a 0% discount will be implemented when the original rate is a fixed fee.
5. From January 19, 2022, the Fund will participate in the discounted subscription rates for online transactions and other off-site channels of the following agencies:
For the specific preferential methods and detailed preferential rules of the agency, please refer to the relevant announcements of the above agency, and each agency reserves the right of final interpretation of its preferential activities.
4. Daily conversion business
4.1 Conversion rate
Fund switching is a business in which investors convert one fund share managed by the company into another fund share managed by the company according to the conditions stipulated by the company.
From January 19, 2022, the Fund will start to handle the switching business at the fund manager’s direct sales counter, online direct sales and other relevant sales agencies; the company’s online direct sales will also open the regular fixed-amount switching business of the Fund, applicable to all investors who have already Individual investors who have opened the company’s online direct sales business.
1. The starting point for a single transaction of fund switching and regular fixed-amount switching is 1 share (transferring out fund shares), but when the balance of a single trading account is less than 1 share due to a conversion, the remaining fund shares will be redeemed at the same time. For specific business rules, please refer to the relevant announcements of the Company;
2. To subscribe (including regular fixed subscription) of the Fund through the company’s direct selling online trading system, the minimum conversion share is 10 shares; if other sales agencies have other regulations on the subscription and redemption business and transaction levels, the business regulations of each sales agency shall be allow;
When handling fund switching and regular fixed-amount switching related to the Fund, switching fee = redemption fee for the transferred-out fund + subscription fee for the segment corresponding to the transferred-in amount. in:
Transfer-out amount = transfer-out fund unit × transfer-out fund T-day net value of fund unit
Redemption fee of switch-out fund = switch-out amount × redemption rate of switch-out fund
Transfer-in amount = transfer-out amount – transfer-out fund redemption fee
Make-up fee = Subscription fee for transfer-in fund – Subscription fee for transfer-out fund
If the calculated supplementary fee is less than 0, the supplementary fee is 0
Transfer-in fund subscription fee = transfer-in amount / (1 + transfer-in fund subscription rate) × transfer-in fund subscription rate
If the transfer-in fund subscription fee applies to fixed fees, then the transfer-in fund subscription fee = transfer-in fund fixed subscription fee
Subscription fee for the switch-out fund = transfer-in amount / (1 + subscription fee for the switch-out fund) × subscription fee for the switch-out fund
If the subscription fee for the switch-out fund applies to a fixed fee, then the subscription fee for the switch-out fund = the fixed subscription fee for the switch-out fund
Net transfer-in amount = transfer-in amount – make-up fee
Transfer-in unit = net transfer-in amount ÷ transfer-in fund T-day net value of fund unit
The transferred shares shall be rounded up to two decimal places, and the resulting gains or losses shall be borne by the fund assets.
The fund’s direct sales OTC fund conversion fund subscription supplementary fee will be discounted at 0%. There is a 0% discount for the online direct sales fund conversion fund subscription and supplementary fee.
The switching fee shall be borne by the fund unitholders. If a redemption fee is charged for the redemption business of the switched-out fund, when the fund is switched out, the part of the asset that is included in the fund shall be calculated according to the processing method of the redemption fee.
Please refer to the public legal documents of each fund for the subscription rate and redemption rate of the company’s funds.
4.2 Other matters related to conversion
The scope of funds applicable to this fund switching business is the Fund and the following funds under the Company:
Note: The above-mentioned funds that are currently in the closed period cannot participate in this conversion;
The Fund conducts switching business at the following agencies:
For specific business rules, please refer to the relevant announcement of the agency, and each agency reserves the right of final interpretation of its business rules.
5. Regular fixed investment business
From January 19, 2022, the Fund will open the regular fixed investment business in the following relevant sales institutions:
1) Online direct sales
The company’s online direct sales regular fixed-amount subscription business is applicable to investors who use the bank-bank direct connection mode–ICBC debit card, bank direct connection mode-Minsheng Bank debit card, bank direct connection mode-China Merchants Bank debit card, Bank Direct Connection Mode—Bank of China Debit Card, UnionPay Direct Connection Mode—China Construction Bank Debit Card (Express Mode) Payment Mode An individual investor in an online dropshipping business.
After the above-mentioned investors have signed the entrusted deduction agreement, they can handle the regular fixed-amount subscription business of the fund’s online direct sales transaction through the company’s online trading system.
Using the above mode (except Bank of China and China Construction Bank) to handle the regular fixed subscription of the Fund through online direct sales, the regular fixed subscription rate is 0.6%; for the regular fixed subscription of the Fund with a Chinese bank card, the regular fixed subscription rate is 40% off, but not less than 0.6%. For the regular fixed subscription of the Fund with China Construction Bank card, the regular fixed subscription rate is 20% off, but not less than 0.6%.
The starting point for a single purchase of regular fixed-amount subscription for online direct sales is 10 yuan (inclusive), and the single upper limit is 100,000 yuan (inclusive).
In the future, if there is a new bank debit card/fund settlement model for the regular fixed-amount subscription business of online direct sales, a separate announcement will be made.
2) Agency sales agency
1. From January 19, 2022, investors can go to the relevant business outlets of the following agency agencies to handle the fund’s regular fixed-amount business of the fund. The minimum deduction amount is as follows:
The minimum amount of the above-mentioned regular fixed deduction shall be subject to the latest regulations of the above-mentioned agency.
From January 19, 2022, the Fund will participate in the regular fixed-rate preferential activities of the following agencies:
12022/010123, and the full amount of the above redemption fee will be included in the fund property.
For specific preferential methods and detailed preferential rules, please refer to the relevant announcements of the above-mentioned agencies. Each agency reserves the right of final interpretation of its preferential activities.
6. Fund sales agencies
6.1 Off-market sales organizations
6.1.1 Direct Selling Organizations
Name: Huatai Pineapple Fund Management Co., Ltd.
Office Address: 17th Floor, Building 1, Zhengda Wudaokou Plaza, Lane 1199, Minsheng Road, China (Shanghai) Pilot Free Trade Zone
Registered address: 17th Floor, Building 1, Zhengda Wudaokou Plaza, Lane 1199, Minsheng Road, China (Shanghai) Pilot Free Trade Zone
Legal representative: Jia Bo
Customer service phone: 021-38784638
National unified customer service telephone: 400-888-0001
Fax: 021-50103016
Contact: Wang Yingbai
Company website: www.huatai-pb.com
Investors can also open an account and trade the Fund through the company’s online direct sales website: www.huatai-pb.com.
7.1.2 Over-the-counter agency
7. Disclosure Arrangements for the NAV Announcement of Fund Units/Fund Income Announcement
After starting the subscription of fund units, the fund manager shall disclose the net value of various fund units and the accumulated net value of fund units on the open day through the prescribed website, the website of the fund sales agency or the business outlet no later than the day after each open day.
The fund manager shall disclose the net value of various fund shares and the cumulative net value of fund shares on the prescribed website on the last day of the semi-annual and annual period no later than the day following the last day of the semi-annual and annual period.
The Fund’s income distribution plan is drawn up by the Fund Manager and reviewed by the Fund Custodian. After the fund income distribution plan is determined, the fund manager shall announce it on the prescribed media in accordance with the relevant provisions of the “Measures for Information Disclosure”.
8. Other matters that need to be reminded
1) Confirmation of Subscription Application
The Fund Manager shall take the day on which the valid subscription application is accepted before the end of the trading time as the subscription application date (T day). Under normal circumstances, the fund registration institution shall confirm the validity of the transaction within T+1 day. For a valid application submitted on T day, investors can check the confirmation of the application at the counter of the sales outlet or in other ways specified by the sales agency after T+2 day (including this day). If the subscription is unsuccessful or invalid, the principal of the subscription will be returned to the investor.
To the extent permitted by laws and regulations, the Fund Registrar may adjust the above-mentioned business processing time in accordance with relevant business rules, and the Fund Manager will make an announcement in accordance with relevant regulations before the adjustment begins.
The acceptance of the subscription application by the sales agency does not mean that the application is necessarily successful, but only means that the sales agency has actually received the application. The confirmation of the subscription is subject to the confirmation result of the registration agency. Investors should promptly inquire about the confirmation of the application and properly exercise their legal rights. Otherwise, any losses incurred by the investors shall be borne by the investors themselves.
2) If you have any questions, please contact us:
Customer Service Center Tel: 400-888-0001 (toll free), 021-38784638
Email address: [email protected]
3) Risk warning: The fund manager promises to manage and use the fund’s assets with good faith and diligence, but it does not guarantee that the fund will be profitable, nor does it guarantee a minimum return. Investors are kindly requested to read the Fund Contract and Prospectus of the Fund carefully before investing.
Huatai-Pineapple Fund Management Co., Ltd.
January 18, 2022
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