Original Title: Announcement on the suspension of related transactions of Cathay Pacific Nasdaq 100 Index Securities Investment Funds in 2022 on holidays in major overseas markets
In accordance with the relevant provisions of the “Cathay Pacific Nasdaq 100 Index Securities Investment Fund Fund Contract” and “Cathay Pacific Nasdaq 100 Index Securities Investment Fund Prospectus”, in order to ensure the smooth operation of the fund, it is convenient for investors to handle fund purchases, redemptions, etc. Cathay Pacific Fund Management Co., Ltd. (hereinafter referred to as the company) decided to suspend the Cathay Pacific Nasdaq 100 Index Securities Investment Fund (hereinafter referred to as the This fund, fund code: 160213), and resume normal trading of this fund from the next open day, no further announcement will be made at that time.
If major overseas market holidays change, or according to laws, regulations and fund contracts, the fund needs to adjust the subscription, redemption and other business arrangements, the company will make another announcement.
Investors are requested to carefully review the specific business rules of direct selling agencies and other sales agencies, and make transaction arrangements as soon as possible to avoid inconvenience caused by holidays.
If you have any questions, please call our company’s customer service hotline (400-888-8688, 021-31089000), log on to our company’s website (www.gtfund.com) or call the customer service hotline of other relevant sales organizations, or log on to other relevant sales organizations’ websites to obtain relevant information information.
Risk warning: The company promises to manage and use fund assets based on the principles of honesty, credibility, diligence and due diligence, but it does not guarantee the profitability of the fund, nor does it guarantee the minimum return. When investing in a fund managed by the company, investors should carefully read the fund’s “fund contract”, “prospectus” and other legal documents, understand the details of the fund product, and choose a fund that matches their risk identification ability and risk tolerance , And pay attention to investment risks.
Special announcement
Cathay Pacific Fund Management Co., Ltd.
December 29, 2021
Cathay Pacific Truly opens bond type for three months
Initiated securities investment funds are open for subscription,
Announcement of Redemption and Conversion of Business
Announcement sending date: December 29, 2021
1 Announcement of basic information
Note: (1) The tenth closed period of the Fund is from September 30, 2021 (inclusive) to December 29, 2021 (inclusive). In accordance with the relevant provisions of the Fund’s Fund Contract and the Prospectus, the fund manager decides that the fund will accept the working days from December 30, 2021 (inclusive) to January 27, 2022 (inclusive) Investor’s application for purchase, redemption and conversion business. From January 28, 2022 (inclusive) to April 27, 2022 (inclusive), this is the fund’s eleventh closed period. During the closed period, the fund will not handle subscription, redemption, conversion or other businesses. .
(2) The fund will not be publicly sold to individual investors. Investors are invited to pay attention.
2 Processing time for daily purchase and redemption business
The closed period of this fund is a period of 3 months from the effective date of the fund contract (including the effective date of the fund contract) or the day following the end of each open period (including that day). The first closed period of the Fund is the period from the effective date of the fund contract (including that date) to the day before (including that date) three months later. The next closed period is the period from the day following (including that day) of the end of the first open period to the day before (including that day) three months later, and so on. If there is no corresponding date for the corresponding day, the corresponding day will be adjusted to the last day of the month where the corresponding day is located; if the corresponding day is a non-working day, it will be postponed to the next working day. The fund will not handle subscription and redemption business during the closed period, nor will it be listed for trading.
The fund’s open day for the purchase and redemption of fund shares is each working day during the open period. The specific processing time is the trading hours of the normal trading days of the Shanghai Stock Exchange and Shenzhen Stock Exchange, but the fund manager shall comply with the law Except when the regulations, the requirements of the China Securities Regulatory Commission or the provisions of the fund contract announce the suspension of subscription or redemption. During the closed period, the fund does not handle subscription and redemption business.
The open period for the Fund’s subscription and redemption business is no less than 5 working days and no more than 20 working days from the first working day (including that day) after the end of each closed period. The specific period is determined by The fund manager shall make an announcement before the end of the closed period.
The tenth closed period of the Fund is from September 30, 2021 (inclusive) to December 29, 2021 (inclusive). In accordance with the relevant provisions of the Fund’s Fund Contract and the Prospectus, the fund manager decides that the fund will accept the working days from December 30, 2021 (inclusive) to January 27, 2022 (inclusive) Investor’s application for purchase, redemption and conversion business. From January 28, 2022 (inclusive) to April 27, 2022 (inclusive), this is the fund’s eleventh closed period. During the closed period, the fund will not handle subscription, redemption, conversion or other businesses. .
If force majeure or other circumstances occur during the opening period that prevent the fund from opening up on time or need to suspend the subscription and redemption business in accordance with the fund contract, the fund manager has the right to reasonably adjust the period of processing the subscription or redemption business and make an announcement. The opening period will continue to be calculated from the next working day on the day when the influencing factors of other circumstances are eliminated.
After the fund contract takes effect, if there is a new stock exchange market, stock exchange trading time change or other special circumstances, the fund manager will make corresponding adjustments to the aforementioned opening day and The relevant provisions of the Disclosure Measures are announced on designated media.
3 Daily subscription business
3.1 Restrictions on subscription amount
The minimum amount of an investor’s single purchase is 1.00 yuan (including the purchase fee).
The minimum amount for a single purchase by the direct selling agency of the fund manager is 10.00 yuan (including the purchase fee). If other sales organizations other than direct sales organizations have other regulations on the fund’s minimum subscription amount and transaction level difference, the business regulations of each sales organization shall prevail.
3.2 Subscription fee
The subscription fee rate for fund shares of this fund is as follows:
The subscription fee is borne by the fund unit purchaser and is collected when the investor subscribes for the fund unit. It is not included in the fund property, and is mainly used for the marketing, sales, registration and settlement of the fund.
3.3 Other matters related to subscription
The fund manager may adjust the fee rate or charging method within the scope agreed in the fund contract, and shall make an announcement on the designated media in accordance with the relevant provisions of the “Information Disclosure Measures” at the latest before the implementation date of the new fee rate or charging method.
Fund managers may formulate continuous fund marketing plans based on market conditions and carry out continuous fund marketing activities on a regular and irregular basis without violating laws and regulations and the provisions of the fund contract. During the continuous marketing activities of the fund, the fund manager may appropriately reduce the fund sales expenses for investors after completing the necessary procedures as required by the China Securities Regulatory Commission.
4 Daily redemption business
4.1 Restrictions on Redemption Shares
Fund unit holders can redeem all or part of their fund units. The minimum number of a single redemption application is 1.00. If a fund unit holder retains less than 1.00 fund shares in the sales organization when redeeming, it must be redeemed together during the redemption.
The minimum number of single redemption applications for the fund manager’s direct selling agency is 10.00. If a fund unit holder retains less than 10.00 of the fund shares in the direct selling agency at the time of redemption, it must be redeemed at the time of the redemption. . The Fund does not impose restrictions on the minimum fund unit balance of each fund trading account of investors. If other sales organizations other than direct sales organizations have other regulations on the minimum redemption shares of this fund, the business regulations of the respective sales organizations shall prevail.
4.2 Redemption fees
The redemption fee shall be borne by the fund unit holders who redeem the fund units, and collected when the fund unit holders redeem the fund units. The redemption fee charged to fund unit holders with a continuous holding period of less than 7 days will be fully included in the fund property; redemption fee charged to fund unit holders with a continuous holding period longer than or equal to 7 days , The amount of no less than 25% of the total redemption fee is included in the fund property, and the part that is not included in the fund property is used to pay the registration fee and other necessary handling fees.
The fund’s redemption fee rate is as follows:
(Note: The calculation of the holding time of the redemption share starts from the registration date of the share in the registration agency.)
4.3 Other matters related to redemption
The fund manager may adjust the fee rate or charging method within the scope agreed in the fund contract, and shall make an announcement on the designated media in accordance with the relevant provisions of the “Information Disclosure Measures” at the latest before the implementation date of the new fee rate or charging method.
Fund managers may formulate continuous fund marketing plans based on market conditions and carry out continuous fund marketing activities on a regular and irregular basis without violating laws and regulations and the provisions of the fund contract. During the continuous marketing activities of the fund, the fund manager may appropriately reduce the fund sales expenses for investors after completing the necessary procedures as required by the China Securities Regulatory Commission.
5 Daily conversion business
“Fund switching business” means that an investor can directly convert the fund shares he holds after holding open-end fund shares managed by Cathay Pacific Fund Management Co., Ltd. (hereinafter referred to as the “fund manager”) in a sales organization. A business model in which fund managers manage other open-end funds fund shares sold by the same sales organization without having to redeem the fund shares already held before subscribing to the target fund. The fund switching business is applicable to all individual investors, institutional investors, qualified foreign institutional investors and renminbi qualified foreign institutional investors who have purchased any fund shares managed by the fund manager in the same sales organization.
5.1 Conversion fees
The fund switching fee is composed of two parts: the supplement of the subscription fee of the switch-out and switch-in funds and the redemption fee of the switch-out fund. The specific charge depends on the difference in the subscription fee rate and the redemption fee rate of the two funds at each conversion. . Fund switching costs shall be borne by the fund unit holders.
5.1.1 Transfer-in fund subscription fee: The fee will be charged according to the difference between the transfer-in fund and the transfer-out fund subscription fee. If the switch-out fund subscription fee rate corresponding to the switch-out fund amount is lower than the switch-in fund subscription fee rate, the supplementary fee rate is the difference between the switch-in fund and switch-out fund subscription fee rate; the switch-out fund amount corresponding to the switch-out fee rate If the fund subscription fee rate is higher than or equal to the subscription fee rate of the transfer-in fund, the compensation fee is zero.
5.1.2 Redemption fee for the switch-out fund: The fee will be charged at the redemption fee rate when the switch-out fund is normally redeemed.
5.2 The opening of the fund conversion business
① The fund can support the conversion of products that have been opened for conversion under the fund manager.
②The A/C shares of the same fund cannot be converted.
③If the fund conversion business involving China Securities Depository and Clearing Co., Ltd. as the registration agency is limited to the direct sales counter channel of the fund manager.
5.3 Important notice
① The minimum application for fund conversion is 1.00, and the minimum application shares for each fund conversion are detailed in the relevant announcements and regulations. If the investor’s share of a single fund held by a single sales institution is lower than the regulation, it shall be transferred out in full at one time. A single transfer-in application is not subject to the minimum subscription limit for transfer-in funds. The minimum share of the fund manager’s direct selling agency for a single conversion of the fund is 100.00. If other sales organizations other than direct sales organizations have other regulations on the minimum conversion share of the Fund, the business regulations of each sales organization shall prevail.
② Fund conversion can only be carried out in the same sales organization. The two funds to be converted must be the funds managed by the fund manager sold by the sales organization, and the planned transfer-out fund and the planned transfer-in fund have opened the conversion business in the sales organization.
③The regulations on the switching business of newly offered funds under the fund manager shall be subject to the announcement at that time.
④ Please refer to the relevant business rules or announcements and other documents related to fund online transactions announced by the fund manager for matters related to the handling of fund switching business through the fund manager’s online trading platform.
⑤The fund manager has the right to adjust the above conversion procedures and related restrictions in accordance with market conditions or changes in laws and regulations, and in accordance with the relevant provisions of the “Information Disclosure Measures” before the implementation date, make an announcement on at least one information disclosure medium designated by the China Securities Regulatory Commission.
⑥ The right to interpret the business rules for the conversion of funds managed by the fund manager belongs to the fund manager.
6 Fund sales agency
6.1 Direct selling agency
Cathay Pacific Fund Management Co., Ltd. Direct Sales Counter
Address: 16th-19th Floor, Jiayu Building, No. 8 Building, No. 18 Gongping Road, Hongkou District, Shanghai
Customer Service Line: 400-888-8688, 021-31089000
Fax: 021-31081861 Website: www.gtfund.com
Risk warning: The fund manager promises to manage and use fund assets in accordance with the principles of honesty, credibility, diligence and due diligence, but does not guarantee the profitability of the fund, nor does it guarantee the minimum return. Investors should carefully read the “Fund Contract”, “Prospectus” and other legal documents when investing in funds managed by the fund manager, understand the details of fund products, and choose funds that match their risk identification capabilities and risk tolerance. And pay attention to investment risks.
Special announcement
Cathay Pacific Fund Management Co., Ltd.
December 29, 2021
.