Original title: Announcement of China Southern Asset Management on adding Huatai Securities as a sales agency and opening related businesses for some of its funds
According to the sales cooperation agreement signed between China Southern Asset Management Co., Ltd. (the “Company”) and Huatai Securities Co., Ltd. (“Huatai Securities”), Huatai Securities will act as an agent to sell some of the Company’s subsidiaries from January 24, 2022 fund. The relevant matters are hereby announced as follows:
1. Applicable funds and business scope
From January 24, 2022, investors can handle the account opening, subscription, redemption, fixed investment, conversion and other businesses of the corresponding funds listed in the above list through Huatai Securities.
2. Important notice
1. The above subscription and redemption business is only applicable to funds that are in the normal subscription period and on specific open days and opening hours. Please refer to the relevant legal documents such as the “Fund Contract”, “Prospectus”, “Summary of Product Information” of the corresponding fund and the latest business announcement issued by the company for the relevant provisions of the special period such as the closing period and the offering period of the fund.
2. Investors can agree with Huatai Securities on the fixed investment amount for each period of fixed investment business. At present, Huatai Securities can handle funds that have opened the fixed investment business in the above list of applicable funds. For specific fixed investment business rules, please refer to the relevant regulations of Huatai Securities.
3. Fund conversion means that investors can convert all or part of the fund shares of an open-end fund of the company that they have purchased and held through sales agencies into shares of another open-end fund managed by the company. For the funds in the above list of applicable funds, if both front-end and back-end fees are used at the same time, only the switching business under the front-end fee mode will be opened.
3. Investors can learn about or consult relevant information through the following channels:
Huatai Securities Customer Service Tel: 95597
Huatai Securities website: www.htsc.com.cn
Southern Asset Management Customer Service Tel: 400-889-8899
China Southern Fund website: www.nffund.com
4. Risk warning:
1. Investors should carefully read the Fund Contract, Prospectus, Summary of Product Information and other fund legal documents and relevant announcements, understand the risk and return characteristics of the Fund, and make decisions based on their own investment purposes, investment period, investment experience, Asset status, etc. to determine whether the fund is compatible with the investor’s risk tolerance.
2. Investors should fully understand the difference between fixed investment in funds and lump-sum deposits and withdrawals. Regular fixed investment is a simple and easy investment method to guide investors to make long-term investment and average investment cost. However, fixed investment cannot avoid the inherent risks of fund investment, cannot guarantee investors to obtain returns, and is not an equivalent financial management method to replace savings.
Special announcement
Southern Asset Management Co., Ltd.
January 24, 2022
Funds under China Southern Asset Management Co., Ltd.
2021 Fourth Quarter Report Indicative Announcement
The board of directors and directors of the company guarantee that the information contained in the 2021 fourth quarterly report of the Fund does not contain false records, misleading statements or material omissions, and assume individual and joint responsibility for the authenticity, accuracy and completeness of its contents.
Under China Southern Asset Management Co., Ltd.:
The full text of the fourth quarter report of the Company will be disclosed on the Company’s website (www.nffund.com) and the China Securities Regulatory Commission Fund Electronic Disclosure Website (http://eid.csrc.gov.cn/fund) on January 24, 2022 for Investor review. If you have any questions, please call our customer service hotline (400-889-8899) for consultation.
The fund manager promises to manage and use the fund assets with good faith, diligence and responsibility, but does not guarantee that the fund will be profitable, nor does it guarantee the minimum return. Please fully understand the risk-return characteristics of the fund and make investment decisions prudently.
Special announcement.
Southern Asset Management Co., Ltd.
January 24, 2022