The stocks listed on the Beijing Stock Exchange (hereinafter referred to as the “Beijing Stock Exchange”) are the stocks that are legally issued and listed in China. In accordance with the “Securities Investment Fund Law of the People’s Republic of China” and other laws and regulations, the “Guidelines for the Securities Issuance and Underwriting Business of Listed Companies of the Beijing Stock Exchange”, the “Detailed Rules for the Administration of Securities Issuance and Underwriting of the Beijing Stock Exchange”, and the “Stock Listing Rules of the Beijing Stock Exchange (for Trial Implementation)” )”, “Beijing Stock Exchange Trading Rules (Trial)”, “Beijing Stock Exchange Investor Suitability Management Measures (Trial)” and other regulations, Bank of Communications Schroders Fund Management Co., Ltd. (hereinafter referred to as the “Fund Manager”) The managed publicly offered securities investment funds (including the publicly offered funds established by the Company, hereinafter referred to as “public offered funds”) will, in accordance with their respective fund contracts, comply with the investment objectives, investment strategies, investment scope and asset allocation stipulated in the fund contracts. Participate in the investment of stocks listed on the Beijing Stock Exchange under the premise of the proportion, risk-return characteristics and relevant risk control indicators.
According to the needs of investment strategies or changes in the market environment, the fund may choose to invest part of the fund assets in stocks listed on the Beijing Stock Exchange or choose not to invest the fund assets in stocks listed on the Beijing Stock Exchange. Fund assets are not necessarily invested in stocks listed on the Beijing Stock Exchange.
The fund manager will invest in stocks listed on the Beijing Stock Exchange in accordance with the principle of prudence, and do a good job in liquidity risk management. The fund manager also draws investors’ attention to the risks brought by the fund’s investment in stocks listed on the Beijing Stock Exchange: the listed companies on the Beijing Stock Exchange are innovative small and medium-sized enterprises, which are generally start-up, new in technology, large in R&D investment, uncertain in prospects, and in performance. With the characteristics of high volatility and high risk, compared with companies listed on the Shanghai and Shenzhen Stock Exchanges, companies listed on the Beijing Stock Exchange have more prominent operational risks, profitability risks, technical risks, liquidity risks, delisting risks, and risks of large stock price fluctuations. In addition, there are risks that may be brought about by differences in market systems and trading rules when investing in the Beijing Stock Exchange.
The unique risks of public funds investing in stocks listed on the Beijing Stock Exchange include but are not limited to liquidity risk, transfer risk, investment concentration risk, delisting risk, sharp stock price fluctuation risk, investment strategy placement risk, policy risk, etc.:
The Beijing Stock Exchange has a high threshold for investors, the liquidity may be weaker than other A-share sectors, and institutional investors may form consistent expectations for the stocks of the Beijing Stock Exchange at a certain stage, there is a risk that the stocks held by the fund cannot be traded normally.
Companies listed on the Beijing Stock Exchange that the fund invests in can apply for listing transfer if they meet the basic listing conditions stipulated by the Securities Law and the China Securities Regulatory Commission and meet the specific listing conditions stipulated by the stock exchange. The transaction is subject to review and a decision on whether to approve the listing. Regardless of whether the listed company is successfully transferred to the board, it may cause fluctuations in the net value of the fund.
Because most of the companies listed on the Beijing Stock Exchange are emerging industry companies with similar characteristics such as business models, profit risks, and performance fluctuations, it is difficult for funds to reduce investment risks through diversification. .
As most of the companies listed on the Beijing Stock Exchange are emerging industry companies, their business models and profitability are highly uncertain, and they may face certain operational risks, which will adversely affect the net value of the fund.
A company listed on the Beijing Stock Exchange may face the risk of being delisted if it encounters the delisting situation stipulated by relevant laws and regulations, the China Securities Regulatory Commission and the stock exchange during the subsequent operation period, which may adversely affect the net value of the fund.
There is a relatively large range of stock price limits on the North Exchange. There is no price limit on the first day of stock listing and trading, and the subsequent price limit is 30%. The risk of sharp stock price fluctuations may be greater than that of other A-share sectors. The risk of losing the fund due to the high volatility of stock prices on the stock exchange.
7. Risk of investing in strategic allotment of stocks
The lock-up period of a certain period of time is clarified when the strategic placement stocks are issued. Such securities have poor liquidity during the lock-up period, and there is a risk that the market or individual stocks cannot be sold in time when there is a sharp adjustment in the stock market.
8. Policy Risk
Changes in the state’s support and emphasis on high-tech, specialized, specialized, and new enterprises will have a greater impact on the companies in the Beijing Stock Exchange. Changes in the international economic situation will also have policy impacts on specialized, specialized, and new industries and individual stocks in the Beijing Stock Exchange. .
Risk warning: The fund manager promises to manage and use the fund property in the principle of good faith, diligence and conscientiousness, but does not guarantee that the fund will be profitable, nor does it guarantee the minimum return. The past performance of a fund is not indicative of its future performance. Investment is risky. Investors are advised to carefully read the relevant legal documents of the fund and choose investment varieties suitable for their own risk tolerance.
Special announcement.
Bank of Communications Schroders Fund Management Co., Ltd.
March 15, 2022
Bank of Communications Schroders Fund Management Co., Ltd.
About BOCOM Schroders Enhanced Bonds
Securities Investment Fund Dividend Announcement
Announcement sending date: March 15, 2022
1. Announcement of basic information
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Note: 1. No sales service fee will be charged for Class A fund units of the Fund, while sales and service fees will be charged for Class C fund units.
2. According to the Fund Contract of the Fund: On the premise that the relevant conditions for dividend distribution of the Fund are met, the number of income distributions of the Fund shall be up to 12 times per year, and the distribution ratio of each fund unit shall not be lower than the income distribution base date. 90% of the profit for distribution.
2. Other information related to dividends
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Note: 1. This dividend distribution plan is calculated by the Fund Manager and reviewed by the Fund Custodian, China Construction Bank Corporation.
2. If the fund unit holders of the Fund have not made a choice of the income distribution method in advance, the default method is cash dividends. Fund unitholders who choose the cash dividend method will pay out the dividends from the fund custody account on the day when the cash dividends are issued.
3. Other matters that need to be reminded
1. The fund sales agencies include over-the-counter sales agencies and on-site sales agencies. OTC sales agencies refer to direct sales agencies and over-the-counter sales agencies. The direct selling agency is the company’s direct selling center and the company’s online direct selling trading platform; for the address and contact information of the over-the-counter sales agency, please refer to the “V. Relevant Service Organizations” chapter and relevant announcements in the Fund’s latest prospectus for details. , or call the company’s customer service phone for consultation; on-site sales agencies refer to members of the Shanghai Stock Exchange who are qualified for fund sales. For the list, please refer to the Shanghai Stock Exchange’s website.
2. The Fund’s income distribution methods are divided into two types: cash dividends and dividend reinvestment. Fund unit holders can choose cash dividends or automatically convert cash dividends into fund units for reinvestment based on the net value of the fund units after ex-dividend on the ex-dividend date. The default income distribution method of the Fund is cash dividends.
3. The dividend distribution method for this dividend distribution confirmation will be based on the dividend distribution method submitted by the investor for the last time before the equity registration date (excluding the equity registration date) and confirmed by the fund registration agency. The company invites fund share holders who want to modify the dividend distribution method, please go through the modification procedures at the sales agency before the end of the trading time on the working day before the registration date of the rights and interests. The application for modifying the dividend distribution method is invalid for this dividend distribution. Fund unit holders can choose different dividend distribution methods for Class A and Class C fund units. If you choose to take the form of dividend reinvestment, the dividends of the same category of fund shares will be converted into corresponding fund shares of the same category according to the net value of the category of fund shares on the ex-dividend date. The same Fund Unitholder can set different income distribution methods for the trading accounts of the Fund under different sales agencies, and the modification of the Fund’s income distribution methods under any sales agency for its single trading account will only be applicable to the funds under that sales agency. It is invalid for the trading accounts under other sales agencies of the Fund. For example, if a fund unit holder holds the fund shares in both sales agency A and sales agency B, and the holder has successfully modified the income distribution method of the fund to sales agency A, then the holder holds the fund shares in sales agency A. The new income distribution method is adopted for the fund shares of the company, but the fund shares held by the sales agency B still retain the original income distribution method. Fund unit holders can choose the dividend distribution method when subscribing or subscribed for the Fund, or apply for modification of the dividend distribution method on the fund’s open day. The final dividend distribution method is subject to confirmation by the Fund’s registration institution.
4. The Fund Manager has the right to adjust the final dividend plan on the date of registration of rights and interests and announce it at that time according to market conditions and objective factors of fluctuations in the net value of the Fund, without violating the Fund Contract.
5. Fund share holders can call the company’s customer service hotline (400-700-5000, 021-61055000) or log on to the company’s website (www.fund001.com) to inquire about the current dividend distribution method at any time.
6. The fund units that apply for subscription on the registration date of rights and interests do not enjoy the rights and interests of this dividend, and the fund shares that apply for redemption on the registration date of rights and interests are entitled to the rights and interests of this dividend.
7. If investors want to know the details of dividend distribution, they can inquire at various sales outlets or through the company’s customer service center.
Risk warning: The fund’s dividend distribution will lead to changes in the fund’s net value, but it will not affect the fund’s risk-return characteristics. The fund manager promises to manage and use the fund’s assets with good faith, diligence and responsibility, but does not guarantee that the fund will be profitable, nor does it guarantee a minimum return. The past performance of a fund is not indicative of its future performance. Investment is risky. Investors are advised to carefully read the relevant legal documents of the fund and choose investment varieties suitable for their own risk tolerance.
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